(Translation) Page 1 of 2 No. CBG 053/2017 14 November 2017 Re: Board resolution and change of overseas subsidiaries’ capital structure To Managing Director Stock Exchange of Thailand Reference is
Microsoft Word - Ref FPI.012.2018.doc Ref. FPI.012/2018 26 April 2018 Subject Acquisition of up to 40% shares of total paid-up capital in TSE Overseas Group Company Limited To President The Stock
concerning the Determination regarding Definition of Institutional Investor and High Net Worth Investor . “ client ” means user of an intermediary ’s services. “ Stock Exchange ” means the Stock Exchange of
. Such power and duty shall include: (1) the issuance of rules, regulations, notifications, orders, directives or stipulations under this Act; (2) the determination of application fees, license fees
, the SEC has three relevant notifications** amended with the salient features as follows: 1. Adjusting conditions for IA license exemption for foreign business operators, in which Thai business operators
for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing the principles and draft notifications for the amendments to
Trust status with the SEC. The SEC is therefore conducting the public hearing on the proposed principles and draft relevant notifications, requiring VC or PE Trust preferring revenue tax exemption to
seeking public comments on the proposed amendment to two relevant notifications prescribing the regulations on capital market business personnel. The consultation paper is available at https
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come