of Thailand within the period specified in the notification. The statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 27/06/2017

Thareerattanavibool, former director and Accounting and Finance director of AIE, jointly instructed AIE to make incomplete documents relating to products and raw materials involved in the sale of oil and the refining

. Anurag Thareratanavibool, former chief executive officer of AIE, jointly instructed AIE to make incomplete documents relating to products and raw materials involved in the sale of oil and the refining of

resulting in AI’s failure to submit the reviewed financial statement for Q3/2016 to the SEC and the SET within the specified period. On May 17, 2017, the Criminal Fining Committee issued order no. 33/2017

Mr. Kaow or Sakkarin Sricharoen Mr. Kaow or Sakkarin Sricharoen operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E

Mr. Thanawat Kiattisak Mr. Thanawat Kiattisak operated derivatives business without obtaining license from the SEC with the other person, in violation of the Derivatives Act B.E. 2546 (2003

Court sentenced the accused to pay a total fine of Baht 514,400. Since the accused pled guilty, the Court reduced the fines by half, resulting in a fine of Baht 257,200 and a further fine of Baht 200 each

reduced the fines by half, resulting in a fine of Baht 257,200 and a further fine of Baht 200 each day starting from the next day of prosecution date (February 28, 2018) until the company so complies

Mr. Wichai Thavornwattanayong Mr.Wichai, in his role as Chairman of the Board of Directors, called for shareholders’ meetings to seek the shareholders’ resolution for election of new directors to

limitations ran out. SEC Act S.56(1) in conjunction with 199 Criminal Complaint Filed with an Inquiry Official Dated 30/11/2017