(United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g., investment consultants 1 and listed companies 2

://www.sec.or.th/TH/Documents/AboutUs/KeyPerformance-2566.pdf English (United States) SECPeople /derivatives intermediaries , e.g., brokers, dealers and asset management companies, and the SEC approved entities, e.g

securities issuance and offering, responsibilities of listed companies and executives, fraud cases related to listed companies, unfair trading activities, and the implementation of civil sanctions. He also

management companies through actionable climate action plans, focusing on the governance aspect in line with the Investor Climate Action Plans (ICAPs). Developing climate action plans provides asset

engagement and drive the Thai capital market toward achieving the objectives. Key areas of the plan include enhancing the quality and fostering the growth of listed companies, searching potential high-growth

, in case of securities companies, those who operate in the securities brokerage, dealing or underwriting of debt securities and Sukuk to register as a bondholders’ representative;             (2)  To

Small and Medium Enterprise Promotion (OSMEP), the UN Global Compact Network Association (UNGCNT), the Thai Listed Companies Association (Thai LCA), the Thailand E-commerce Association (THECA), and the

Currently, public limited companies have more options for offering of repurchased shares other than trading on the Stock Exchange of Thailand (SET) and public offering. The options are in the forms

total sold units, but asset management companies are still required to disclose information regarding unitholding over the one-third rule to investors and such unitholders are not allowed to exercise

asset management companies. Both notifications are to be published in the Royal Gazette.“Asset management companies wishing to establish these SSFs can submit draft applications to SEC consideration in