, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
increased by the same direction of the revenue. The sales expenses amount 32.84 million baht in Quarter 1/2019 compared to Quarter 1/2018 amount 31.52 million baht or increase by 1.32 million baht (4.19%) and
decreased by the same direction of the revenue. The sales expenses amount 31.52 million baht in Quarter 1/2018 compared to Quarter 1/2017 amount 35.55 million baht or decrease by 4.03 million baht (-11.34
services were increased by the same direction of the revenue. The reason is the emergency case in March. The sales expenses amount 35.49 million baht in Quarter 1/2020 compared to Quarter 1/2019 amount 32.84
/Regulations Laws / Regulations Search Acts/Royal Enactments Securities and Exchange Act Derivatives Act Emergency Decree on Digital Asset Businesses Provident Fund Act Emergency https://capital.sec.or.th/webapp
regulations: Clause 1 This Notification shall come into force as from 1 January 2015, except the following Clauses: (1) Clause 12(4), which is related to arrangement of agreement between clients and derivatives
Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, the Office of the Securities and Exchange Commission hereby issues the following regulations
issues the following regulations: Clause 1 This Notification shall come into force as from 1 July 2014. Chapter 1 General Provisions Clause 2 In this Notification, application form and the tables attached