providers to block and mitigate damage from investment scam channels. Additionally, the SEC set up a booth to promote contacts and channels for reporting investment scams, aiming to build investors
platform providers to prevent potential victims and minimize damage from various investment scams. Additionally, the SEC set up a booth to promote contacts and channels for reporting investment scams
2019, SEC found that non-investment grade bonds and unrated bonds take up 6 percent of all private bonds. The overall number of bond issuers had decreased in comparison to 2018, more than half of the
also instructed to disclose the clarification to the investors. The SEC has followed up on the case and taken actions under the power and duties vested with the Commission by related laws and
holding of mutual funds set up by Thai investment management companies under the ASEAN Collective Investment Schemes (ASEAN CIS), if offered to foreign investors in other ASEAN countries.The consultation
prescribed. The proposal includes rectification period, restriction of business operations during rectification period and undertakings in case of failure to rectify. The proposed rules will provide more up-to
capital market system and will provide more up-to-date and practical framework. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments
ensure that investors would be informed of up-to-date, complete and sufficient information for investment decision-making in line with the globally recognized standards of the International Organization of
matter to ensure that the investors will have accurate and clear information for investment decision-making. Meanwhile, investors are urged to follow up the company?s clarification and take precaution in
(1) driving the PK stock price upward, (2) obstructing others' purchase orders by placing orders at multiple price levels and (3) driving up the opening or the closing prices by placed orders