Bangkok, April 22, 2013 - The SEC barred {A}, a former employee of Siam City Securities Co., Ltd., from holding any securities company management positions as well as revoked her investment
Bangkok, October 18, 2012 ? The SEC and the Asian Development Bank today co-hosted a seminar on ?Financial Literacy: Road to the Nation?s Prosperity? to update the SEC implementation of its financial
Bangkok, November 1, 2012 ? The Criminal Court sentenced Sagha Sakulekpaisan to two-year imprisonment for manipulating share prices of three companies, i.e., Focus Development and Construction PLC
Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then
Bangkok, October 6, 2014 ? The SEC revoked approval of 2 securities investment consultants for ten years; Thanjira Phonwattanakul (formerly named Natthareeya Kulpakawa), a consultant of Tisco Asset
Bangkok, December 11, 2014 ? The Securities and Exchange Commission, Thailand (SEC) and alliances comprising the Bank of Thailand, the Office of Insurance Commission, the Stock Exchange of Thailand
Bangkok, December 22, 2014 ? The SEC filed a criminal complaint with the Economic Crime Division of the Royal Thai Police (ECD Police) against Yuttana Lipirodkul for operating unlicensed securities
Bangkok, February 11, 2015 ? The SEC suspended {A}, a securities investment consultant of KT ZMICO Securities Company Limited, for trading securities on behalf of client; failure to perform the
Bangkok, February 28, 2012 ? The SEC has revised issuance rules governing bills of exchange (B/E), short-term debentures and complex structured products to promote more fund mobilization through debt