orders before market opened or closed, consequently misleading the public regarding the price or trading volumes of PROS stocks and demonstrating the intention to make the price or trading volumes of the
Piyapach, a dealer, possessed inside information related to trading orders of securities of fund and disclosed such information to Mr. Wisut, in which, Mr. Wisut placed trading orders of securities before
before the execution of Miss Piyapach’s order for the mutual fund was completed. Mrs. Nawinee was involved in the financial matters of the said actions. This case is in the process of inquiry by the
the TKN’s Q3/2022 performance at the rate of 0.08 baht per share through her securities trading account before TKN’s disclosure of such inside information to the public on 10 November 2022. 06/11
) for the TKN’s Q3/2022 performance at the rate of 0.08 baht per share through her securities trading account before TKN’s disclosure of such inside information to the public on 10 November 2022. 25/11
the TKN’s Q3/2022 performance at the rate of 0.08 baht per share through his securities trading account before TKN’s disclosure of such inside information to the public on 10 November 2022. 25/11
to comply with civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 666,666.66 Baht SEC Act (before the fifth
Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 09/01/2026