only within the units or departments providing services under regulatory sandbox : (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4
units or departments providing services under regulatory sandbox: (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4) securities underwriting
shall be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox , but only within the units or departments providing services under
be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox, but only within the units or departments providing services under
rate of Baht 50,000 per year; (8) Securities brokerage, securities dealing or securities underwriting of investment units of any particular type or several types, at the rate of Baht 10,000 per year. In
Baht 50,000 per year; (8)1 2 Securities brokerage, securities dealing or securities underwriting of investment units of any particular type or several types, at the rate of Baht 10,000 per year. In the
/2547 Re: Rules, Conditions and Procedures for Brokerage, Dealing and Underwriting of Investment Units dated 3 August 2004. The Office of the Securities and Exchange Commission hereby issues the following