under the theme “Building Confidence in Your Investment”. This year, for the first time, we are enhancing cooperation with business operators in the capital market to provide financial and investment
for their own interest or other persons’, causing damage to AJD. In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time
second largest major shareholder at the time, had known the inside information that a subsidiary of Central Retail Corporation Public Company Limited (CRC) was in the process of acquiring all securities
examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time
have been disclosed, in materiality, in the Filing Form, in violation of Section 278 of the SEA. This offense of ETL at the time was a result of orders or omissions of duties of nine persons who were
University, who will serve as ad-hoc contest committees and will set out the requirements for scoring, as well as rank the participants as had been done every time before. Additionally, this year’s contest
the same time, from 8 – 10 November 2019, SEC also launched a parallel activity, providing knowledge on the capital market and the accounting career path to the students of 6 universities in Chiang
operating time and 1,645,764 sheets of paper use. The completed 15 projects consist of five intermediary business and exchange projects, four asset management business projects, three fundraising projects
director and executive at the time of the offence, on the ground of insider trading. They were ordered to pay civil fines and return any gains from the offence.*Mr. Suphanan, however, sent a letter asking
, signatories to the MOU will review these applications within a shortened time period of 35 business days compared to the normal review time of up to 16 weeks.Malaysia, Singapore and Thailand are the first three