holding half of the SDA directorship, thus allowing the SUSCO Board of Directors to jointly plan, control investments, and set business strategies for SDA. Moreover, in case of decision making on critical
, exercise their rights to protect their own benefits and seek clarification or explanation from the company directors and executives so as to have sufficient information for their decision-making.The above
listed company. In light of such suspension order, {X1} Securities is still able to operate other businesses under other licenses granted by the SEC.The SEC?s inspection has revealed that {X1} Securities
Bangkok, May 16, 2012 ? The SEC introduces new mobile application ?start-to-invest? to help investors with financial planning. This user-friendly application was designed to satisfy every investor?s
their product offering approaches to prevent conflicts of interest with parent companies. Strategy Four: To develop tools for empowering investors in their investment decision making, preventing frauds
materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct
information disclosed by listed companies affects investment decision and opportunity cost of investors. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that 1st SEC Working Papers Forum 2015 is an event
Bangkok, March 24, 2015 - The SEC disclosed an inappropriate behavior and imposed a suspension on {A}, a former employee of KGI (Thailand) Securities Plc., for failure to completely record client?s
Institute of Director Association (IOD), said Monday. The average score of Thailand?s 100 largest market capitalization companies of April 30, 2014, that released English version of annual reports on their