securities trading decisions on behalf of the client. She then continuously made trading decision on behalf of the client for more than three months in high value and volume trades. {A}'s action was deemed as
high trading volume. They also traded RS shares on a continual basis, causing the share price to be inconsistent with the normal market condition to induce the public to trade RS shares. The acts of
in high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil penalties determined by the Civil
high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil penalties determined by the Civil Penalty
believing that TAPAC shares were traded in high volume and its price was changed. As a result, the trading of TAPAC shares contradicted normal market conditions. 09/11/2017 agreed to comply with civil
on the clients? behalf at a high trading volume and value. Later, the clients demanded her to compensate for losses incurred from trading. In addition, {A} admitted to trading in such manner by giving
") has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the counterparty or providing the system or facilitating a person who
make securities trading decisions on behalf of the clients on a continual basis, for a high volume of trading transactions. In addition, the communications records indicated that she had taken trading