SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the

The web contents are categorized into five key menus featuring more convenient user experience and easier accessibility, namely (1) About Us, (2) Laws and Regulations, (3) News and Market Data, (4

underlyings. The key areas of revision are: (1) more detailed disclosure of the criteria for DW price setting to give investors sufficient information for decision making, and (2) permission for foreign stocks

provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible

process in line with the current economic environment, international standards and relevant laws. The key points of revision are: (1)  To increase the amount of damage claim eligible for entering the

changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in

conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset

revisions address three key areas: (1) qualifications and criteria for approving valuation companies and principal valuers for public purposes in the capital market, (2) prohibited characteristics of

และวิธีการที่คณะกรรมการกำกับตลาดทุนประกาศกำหนด รวม 5 กรณี ได้แก่ (1) งบการเงินประจำงวดการบัญชีปี 2564 (2) แบบแสดงรายการข้อมูลประจำปี 2564 (แบบ 56-1 One Report) (3) รายงาน key financial ratio รายปี 2564

did not disclose information about the advertiser and the relationship or connection between individuals playing a key role in the advertisement and the advertiser. DAB Act S.30 Settlement Committee