analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and

? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further

Bangkok, 27 September 2023 – SEC has ordered a revocation of an approval of an investment consultant, Mr. Phisit Taninrungroj, for 10 years for committing dishonest acts by using clients’ trading

materially high volume. {A}'s conducts were deemed trading securities on behalf of the client using his own decision, which was an interference with client's assets and non-compliance with standards of conduct

Bangkok, March 16, 2016 ? The Criminal Fining Committee has imposed a total fine of 25,322,064.39 on four offenders for using insider information to purchase ordinary shares and warrants of Siam

Bangkok, January 25, 2011 - The SEC has suspended four investor contacts for using clients? accounts to trade securities for other persons, interfering with clients assets, and failing to use

wrongdoing against a client’s assets by (1) using the client’s credit card to withdraw cash and spending the money for her own personal use, (2) replacing the client’s banking account contact information

loans from financial institutions using for company’s working capital. Yours faithfully (Mr. Pert Leevilaikunratt) Company Secretary

same period of last year. This is the result from increasing in short term loans from financial institutions using for company’s working capital. Yours faithfully (Mr. Pert Leevilaikunratt) Company

transaction size is calculated to be 2.02% using Comparison of Consideration Paid criteria and the size of disposal transactions during 6 months prior to date is equivalent to 2.95% pursuant to the Comparison