Section 125 of an imprisonment up to three years or a fine not exceeding 300,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues. The SEC
-5 years or a fine from 200,000-500,000 baht or both and a further fine not exceeding 10,000 baht for every day during which the violation continues as specified by Section 289 of the SEA. The SEC
. 2546 (2003) and liable to punishments under Section 125 of the said Act, namely up to three years? imprisonment or up to 300,000 baht fine or both, and a daily fine of 10,000 baht throughout the period
Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000
Derivatives Act B.E. 2546 (2003) and thus liable under Section 125 of the same Act to imprisonment for a term not exceeding three years or a fine not exceeding three hundred thousand baht or both and a further
to imprisonment for a term of 2 - 5 years and a fine of 200,000 baht to 500,000 baht, and a further daily fine not exceeding 10,000 baht for every day during which the contravention continues.
, constituting an offense. Accordingly, the criminal fining committee issued an order to require the company to pay a fine. In addition, Mr. Suphan Sethapanich committed an offense under Section 283 paragraph 1
) “mutual fund merger” means merger of two mutual funds or more into a new mutual fund established to purchase or accept the transfer of assets, rights and duties of former mutual funds as specified in the
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