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Mutual Fund Prospectus ( 17 )

List of Approved persons / Licensees ( 5 )

Laws / Regulations ( 1 )

การรับฟังความคิดเห็น ( 1 )

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861 - 870 of 2,439 results

SEC notifies VTE to rectify Q2/2014 financial statements

to October 28, 2014. The SEC thus instructed VTE to rectify its Q2/2014 financial statements, cooperate with the auditor, and then submit to the SEC and publicly disclose all together the rectified and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5560

SEC public hearing on revision to disclosure of fund prospectus

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9666 or email: sopita@sec.or.th or napaporn@sec.or.th.The public hearing ends

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6457

SEC public hearing on Investment Governance Code

. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9986 or email: praneelk@sec.or.th.The public hearing ends on 31 October 2016. ------------------------------------

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6464

SEC public hearing on draft rules governing conversion of property fund to REIT

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6364 or email: nopparat@sec.or.th.The public hearing ends on June 10, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6337

SEC public hearing on amendment to disclosure rules concerning multiple directorships

at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: corgov@sec.or.th. The public hearing ends on July 8, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6342

SEC public hearing on draft amendments to the rules governing investment of funds

www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile at 0-2695-9939 or email: narumon@sec.or.th. The public hearing ends on July 8, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6348

SEC public hearing on proposed revision to client asset custody rules

suitable for timely redemption upon clients? demands.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit comments through the website, or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6414

SEC public hearing on the new CG Code

interested parties are welcome to submit comments through the website, or facsimile at 0-2263-6099 or email: sasanee@sec.or.th.The public hearing ends on October 31, 2016.

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6422

Proposed revision concerning proportion of investment unit holding in retail fund

unitholders from being dominated, for example. The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and the interested public are welcome to submit comments through the website

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4598

Public hearing on draft regulation governing underwriters to develop suitability test

suitability test, use of the past result is allowed. The consultation paper is available on the SEC website: www.sec.or.th. Stakeholders and the interested public may submit comments through the website or

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=4460