การออมและการลงทุนระยะยาวที่เพียงพอรองรับการเกษียณอายุ (Financial well-being) (3) สนับสนุนการเข้าถึงแหล่งทุนสำหรับธุรกิจเอสเอ็มอีและสตาร์ทอัพ (SMEs & startups growth and financing) (4) เพิ่มความสามารถใน
user-friendliness and search tools on their websites. (4) Accounting and Auditing: Thailand faired significantly well in this area thanks to the SEC?s strict supervision on audit quality assurance on
various projects of a larger size in Thailand and overseas. This will materially increase the business growth rate and operating performance of the Company. 7.4 The Company expects that it will be able to
of derivatives exchange to be in consistent with cost in connection with supervision on such business borne by the SEC Office.
/Pages/AboutUs/SECDoc.aspx English (United States) SECComplaint case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant
licensed securities business operators in the category of private fund management – professionals who possess the requisite knowledge and expertise and operate under the supervision of the SEC
determination of characteristics of bills deemed as securities. PP10 is therefore beyond the scope of the SEC’s supervision; 2. Further clarifying the description in the notification by 1) determining that
objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most
The SEC emphasizes the monitoring of risks related to capital market and the development of digital capital market, covering the areas of supervision, service provision of business operators, and
supervision can be verified on the Investor Alert List via this link: https://market.sec.or.th/public/idisc/en/InvestorAlert Furthermore, to report any leads concerning suspicious activities, please contact