") has provided platform services for trading or exchanging digital assets via its website by matching orders or arranging for the counterparty or providing the system or facilitating a person who
provide better access to the markets. The introduction of new platform and services inevitably put pressure on traditional business operators to compete with new wave of competitors in financial services
Bangkok, June 26, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for failing to inform the client of sufficient information which was material
medium-sized securities that lack sufficient trading liquidity. These regulations will enhance market stability, benefiting the entire capital market. The SEC and the SET will collaborate to monitor the
www.xt.com From 2022, the digital asset exchange platform provider on the website www.xt.com ("XT.COM") has been providing a platform for trading or exchanging digital assets, which
companies licensed to undertake the said businesses. In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing
TikTok account cj_trading_futures_ impersonates Carabao Group Plc. : Unlicensed securities and derivatives business (Disclosure Date : 24/09/2024)
TikTok account "trading_online_th" impersonates "Pluk Phak Praw Rak Mae Plc." : Unlicensed securities and derivatives business (Disclosure Date : 26/12/2024)
TikTok account "arr_gold_trading" impersonates "Aurora Design Plc." : Unlicensed securities and derivatives business (Disclosure Date : 18/11/2024)
TikTok account "hsh_trading" impersonates "HUA SENG HENG Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)