civil sanction with civil penalties at the total amount of 10,553,382 baht plus interest, as well as a prohibition of securities and derivatives trading and a bar from holding the director and executive
. Varangkana Artkarasatapon, Managing Director, XSpring Capital Public Company Limited 3. Mr. Kirati Kosicharoen, SET Executive Vice President, Head of Corporate Social Responsibility Group and Head of
panel discussion on “Opportunities, Challenges and Barriers of Digital Asset Businesses.” The panelists are Mr. Chia Hock Lai, Co-chairman, Blockchain Association Singapore, Mr. Ian Taylor, Executive
approving in principle the proposed regulations. Later, on 5 March 2021, to promote sustainability of the investment management business, the SEC held a joint meeting with chairpersons and chief executive
The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
network in Asia. It opens up new business opportunities for fund management firms and broadens cross-border investment channels and choices for investors,” said Mr Ashley Alder, the SFC’s Chief Executive
director or executive position at any issuing and listed companies* for two years and one year, respectively. ___________________________ *Notification of the Securities and Exchange Commission No. Kor
Executive Vice President, Legal Affairs.The panel of guest speakers consisted of experts from academics, legal, and legal counseling fields, namely Mr. Pongdej Wanichkittikul, the Presiding Justice of the
The SEC has found numbers of cases of online fraudulent actions involving the unauthorized use of names, logos, executive or staff images of the SEC, the capital market business operators as well
characteristics of a publicly held company?s director and executive. Previously, both persons were named in the criminal complaints for manipulating the share prices of Metro Star Property Plc. (METRO), Thai Unique