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: _____________________________________________ Name of Hong Kong Covered Management Company: ___________________________________________________________________________ [ ] 1. Form 69 – CIS full (completed by Hong Kong Covered Management Company
Name of Hong Kong Covered Fund: _____________________________________________ Name of Hong Kong Covered Management Company: ___________________________________________________________________________
the fee income from providing the registrar services to the provident funds under its management. Clause 12 4 A licensee for undertaking securities brokerage outside the Stock Exchange or foreign stock
: (1) securities brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; 2 Amended by the Notification of the Securities and Exchange Commission No. KorMor. 19/2560 Re
of the Office of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply
of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply effectively with
Ref. No. U.SET 026/2018 30 May 2018 Subject: Subscription of 30 Percent of Newly Issued Shares in Vienna House Asia Limited To: The President The Stock Exchange of Thailand U City Public Company
Translation Subject: Disclosure of Financial Assistance to Affiliated Company To: President The Stock Exchange of Thailand The Board of Directors of Eastern Water Resources Development and Management