other returns or postpone the deadline for interest or other return payments if any events that may arise having effect on net capital of the business operator, as specified by the SEC;                 (2

trading in his sister’s account opened with the RHB and did not return the money to investors as agreed, causing damage to the investors.Phisit’s misconduct, using clients’ trading accounts to seek

ศึกษาหาความสัมพันธ์ระหว่างอัตราผลตอบแทน (return) ความผันผวนของอัตราผลตอบแทน (volatility) และปริมาณการซื้อขายหลักทรัพย์ (volume) ของผู้ลงทุนแต่ละประเภทในตลาดหลักทรัพย์แห่งประเทศไทย (SET) เพื่อวิเคราะห์หา

the fact that investments in mutual funds remain in those with low-risk policy although return may be less than expected, the SEC proposed that asset management company should develop mutual funds to

, e.g., exposure to high default risk, low return rate, unclear usage of funds, and non- transparent approval of transaction.  The purchase of DEVA shares, a company with unstable financial status, and JJ

issuing short-term bill of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second

of exchange in return where he then took the money for himself not for the company, causing the company 20 million baht of damage. His misconducts were in violation of the second paragraph of Section

ตอบแทนเพิ่มเติม (extra return) ได้ โดยจะต้องมีการจัดทำและเปิดเผยข้อมูลเกี่ยวกับการประเมินความน่าเชื่อถือของโครงการอย่างสมเหตุสมผลในการพิจารณาโดย ICO portal หรือผู้เชี่ยวชาญที่เป็นอิสระ รวมทั้งเปิดเผย

calendar years. Hence, the Revenue Department requested the return of tax amount previously deducted plus fines. {A} admitted that she did not review the client's redemption of BLTF units and thus did not

is invested in return for shares issued by the fundraiser.  The Capital Market Supervisory Board recently approved in principle the equity-based crowdfunding regulations to allow public limited