SEC Search

Business Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices Discussion Rule Making Process CG Thailand Public Hearing Laws/Regulations Search

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7039&SearchNo=

Notification of the Office of the Securities and Exchange Commission Sor Jor. 21/2561

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=7611&SearchNo=

Notification of the Office of the Securities and Exchange Commission 15/2552

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=8496&SearchNo=

Notification of Capital Market Supervisory Board TorThor 47/2552

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=4794&SearchNo=

Notification of Capital Market Supervisory Board TorThor. 18/2553

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=5347&SearchNo=

Notification of Capital Market Supervisory Board TorJor. 47/2558

http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1&doc_id=6643&SearchNo=

nrs_main_search_en.php

https://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php

Criminal Complaint Filed with an Inquiry Official Dated 21/03/2025

www.xt.com From 2022, the digital asset exchange platform provider on the website www.xt.com ("XT.COM") has been providing a platform for trading or exchanging digital assets, which

http://market.sec.or.th/public/idisc/en/Enforce

Investor Alert : TikTok account cj_trading_futures_ impersonates Carabao Group Plc.

TikTok account cj_trading_futures_ impersonates Carabao Group Plc. : Unlicensed securities and derivatives business (Disclosure Date : 24/09/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1921&CaseYY=2567

Investor Alert : TikTok account ?hsh_trading? impersonates ?HUA SENG HENG Co., Ltd.?

TikTok account ?hsh_trading? impersonates ?HUA SENG HENG Co., Ltd.? : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2024)

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=2745&CaseYY=2567