offering and to strengthen proper investor protection mechanisms. Pursuant to the amended regulations, investors’ rights will be protected fairly according to the characteristics, forms and risks of the
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and
response to reduction of protected deposit amount by the Deposit Protection Agency and to provide more investment alternatives for the fund by allowing investment in sukuk and Islamic deposit. 1. Revisions
where the securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3) 2 provide a written contract or
securities company encounters financial problems, the clients’ money under custody of the securities company shall not be protected under the Deposit Protection Agency Act; (3)2 provide a written contract or
./month Other service fee is calculated from cost-plus method, which is a normal trading condition offering to general persons. Rental Period: 1 Year (1st October 2017 – 30th September 2018) Total
Maintenance of Financial Condition of Licensed Derivatives Broker 29/12/2017 16/01/2018 2. Notification of the Securities and Exchange Commission 28/2558 (Synopsis) 02/12/2015 16/12/2015 3. Notification
conditions as follows: (1) If other businesses do not have a high investment value and have systems in place to support their work and financial condition as specified, business operators may undertake