financial statement for first period of six months of the year 2023 to the SEC Office on October 6, 2023 later than the period specified by the law SEC Act S.106 Settlement Committee Meeting No. 9/2024
Satochi’s failure to submit a request for approval of major shareholders to the SEC office within the period specified in the notification of Ministry of Finance, resulted from the instruction or the failure
Office within the next business day. However, Phillip Asset Management Company Limited prepared and and submited Form A-2 late in 3 cases, namely Form A-2 for the July 31, 2023, October 2, 2023, and
failure to submit an annual compliance report for the year 2023 to SEC office within the period specified in the notification of the Securities and Exchange Commission, resulted from the instruction or the
Office and the Stock Exchange of Thailand within the period specified in the notification. The statute of limitations ran out. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official Dated 10/06
supervise TUCC to prepare the reviewed financial statements for Q1/2016 and the reviewed financial statements for Q2/2016 to the SEC Office and the Stock Exchange of Thailand within the period specified in
offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction
failure to prepare and submit the audited financial statements for the year 2023 through the transmission system of the SEC Office within the period specified in the notification of Capital Market
the SEC office. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated 26/06/2025