Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Mutual Fund Cross-border Offering of Funds Business Operators
Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Fund Registered Person Trustee Digital Asset
ประเมิน 10 เกณฑ์หลัก เช่น การกำกับดูแลการคุ้มครองข้อมูลส่วนบุคคล (Oversight) นโยบายและแนวปฏิบัติ (Policies and procedures) การอบรมและการสร้างความตระหนัก (Training and Awareness) เป็นต้นสำหรับงาน “วัน
investment tokens and other types of digital assets, with regulatory oversight under the securities regulations (a public consultation will be conducted on draft regulations for digital asset investments of
specified conditions, such as qualifications and disqualifications, more flexible approval process, including rules on performance of services similarly to the current rules on oversight of investment
become effective since 15 December 2022. Pursuant to ISQM 1 and ISQM 2, audit firms are required to have a quality management system which gives more oversight responsibilities to executive auditors, while
, and a talk on the topic of “Investment in Islamic Mutual Funds Under SEC’s Oversight” was also held and joined by Ms. Charuphan Intararoong, SEC Assistant Secretary-General, Mr. Thanachote Rungsitivat