e-service Online Submission Investment Advisory >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 25/2560

e-service Online Submission Marketing >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2548    17/01/2005 01/03

e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission   30/2553

e-service Online Submission Securities Borrowing and Lending >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   9/2540 (Synopsis)   26/06/1997 2

e-service Online Submission Marketing >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   3/2548    17/01/2005 01/03

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 32

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 32

e-service Online Submission Business Operation Rules >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  Kor Thor. 32

e-service Online Submission See canceled document Investment Advisory >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange

e-service Online Submission See canceled document Derivatives Advisors >> Business Operation Rules   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivatives Act