, risk management system, and a system protecting conflict of interest and shall prescribe rule and procedure of such systems in written with an approval of Board or Executive Board of securities company
of the Capital Market Supervisory Board No. TorChor. 20/2551 (2008) Re: Rule on Entering into Material Transactions Deemed as Acquisition or Disposal of Asset dated 31 August 2008 (as amended) and the
Fund Act, the Derivatives Act, or the rules prescribed by the Securities and Exchange Commission, the Capital Market Supervisory Board, the Office, the Board of Directors of the SET, or the SET; (2) The
Private Funds ______________________ By virtue of Clause 6, Clause 8, and Clause 9 of the Notification of the Capital Market Supervisory Board No. Tor Nor. 89/2558 Re: Rules for Management of Retail Funds
Hospital project, the Company need to comply with the disclosure requirement under the notification of the Capital Market Supervisory Board No.TorJor 20/2551, Rules on Entering into Material Transactions
ประโยชน์ในการกำกับดูแลการบริหารความเสี่ยงของบริษัทหลักทรัพย์ สำนักงานได้มีแนวทางที่จะแก้ไขหลักเกณฑ์ในการคำนวณการดำรงเงินกองทุนสภาพคล่องสุทธิ (net capital rule : NCR) โดยการเพิ่ม capital charge หรือ hair cut
such allotment will cause or may cause the violation of any laws or regulations pertaining to the offering and sale of securities under the rule of Thai law. In case there are remaining unallotted shares