evidences, it is reasonable to believe that Mr. Suphan Sethapanich has obtained benefits from selling the bills of exchange (B/E). He, therefore, committed an offense with dishonest intent and obtained
of conduct. 1) In case of {A}: the SEC obtained from Kim Eng Securities (Thailand) Plc. a report on its investigation in response to a complaint lodged by a client. {A} admitted that during the year
-public information obtained while performing duty as {X1} advisor and president. With the referral from the Stock Exchange of Thailand, the SEC's probe found that on May 7, 2010 {A}, as the authorized
submitted a selling order for the first client?s investment units and deposited money obtained from the selling into a saving account she opened at Tisco Bank Plc., using the client?s signature that she had
outcomes. The company provided the policy regarding investments in the fund that puts priority to environment, society and governance in order to bring the capital gains obtained from investments to be used
rights and obligations of warrant issuer and warrantholders in relation to FVC-W1) (2) the number of 1,753 shares at the par value of Baht 0.50, which remains unissued, due to rounding down of fraction of
of sale at 25 percent of the total number of newly issued shares that are subject to the prohibition of sale. In addition to an approval obtained from the shareholders’ meeting of the Company, without
issued shares that are subject to the prohibition of sale. In addition to an approval obtained from the shareholders’ meeting of the Company, without 10% or more of veto right from the shareholders who