, with the objectives to ensure that assistance on portfolio advisory and program trading is made available for investors, while the business operators may enhance the effectiveness of the service

of Contract for Difference (CFD) with several underlyings such as gold, crude oil and stock index. This is a speculation for the difference between the current value of an the underlyings  without

Standards were developed based on the principles of the International Capital Market Association (ICMA). The proceeds from social bonds are for financing or providing loans to projects that are socially

investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the

include:   - disclosure of additional information to cover individual remunerations for executives of the highest rank, e.g., chief executive officer and managing director;    - extending the periods for

derivatives broker has advanced its own asset to secure or satisfy the obligations incurred incidental to, or resulted from, a derivatives transaction for the account of a customer, the derivatives broker

, (9) Siriya Dumrongviteethum, (10) Chanatip Tantipoontham, and (11) Thai Bunpradphai, for manipulating share price of Solution Corner (1998) Plc. (SLC). With the referral from the Stock Exchange of

, evidence showed that Amnat and Shine had colluded for GEN to trade P Plus P Plc.?s shares and warrants in May 2011 by dishonestly prearranging or matching trades of those securities for the benefits of Shine

Bangkok, August 15, 2011  ?  The Settlement Committee imposed a fine on Phaibul Chalermsaphayakorn, Pongchalerm Chalermsaphayakorn, and Chaiwat Cruecha-em for using undisclosed information they had

Authority (ACRA) and the SEC Thailand. The AARG roles extend to elevating audit oversight and quality in the region and being a channel for knowledge sharing and promoting ASEAN capital markets linkage