management company’s responsibility, or intentionally making false statements in any material aspects or concealing material facts which should be declared in the application for an approval to act as a mutual
concealing investments, financial condition or the actual performance of a mutual fund or a private mutual fund operated under the management company’s responsibility, or intentionally making false statements
, date of the incident……….. Details of such incident ……… …………………………………………………………………………… Considered by …………..……………..…. (attachment) (if any) O No (8) Intentionally made false statements of material facts or
) For example, date of the incident……….. Details of such incident ……… …………………………………………………………………………… Considered by …………..……………..…. (attachment) (if any) O No (8) Intentionally made false statements of
) the Financial Institutions Development Fund; (j) the Government Pension Fund; (k) a provident fund; (l) a mutual fund; (m) a juristic person whose audited financial statements of the latest year record
Financial Institutions Development Fund; (j) the Government Pension Fund; (k) a provident fund; (l) a mutual fund; (m) a juristic person whose audited financial statements of the latest year record capital
account. Clause 29 In providing derivatives brokerage services, the derivatives broker shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive
shall not display any false statements or conceal any facts which should be disclosed in such a manner that may deceive or materially mislead the clients. 8 Clause 30 The derivatives broker shall put in