?s subsequent probe showed reasonable evidence that in 2009 Bee Taechaubol, then IEC director responsible for the company?s operation and asset management, had violated his duties as a company director

percent compared to the third quarter of the previous year, mainly due to an increase in the Company’s underwriting fees and an increase in mutual fund management fees from funds managed by ONE Asset

Acquisition Stock 4.9948 0.0234 5.0182 08/11/2021 4.9948 0.0234 5.0182   246014422111-1 EGCO BBL ASSET MANAGEMENT COMPANY LIMITED Disposition Stock 5.0602 0.093 4.9672 17/11/2020 5.0602 0.093 4.9672

Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No BAFS KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED

MARATHON ASSET MANAGEMENT LLP Disposition Stock 5.0103 0.0797 4.9306 05/08/2021 5.0103 0.0797 4.9306   246012522108-1 MAJOR GIC PRIVATE LIMITED Disposition Stock 5.0405 0.1222 4.9182 14/06/2021 5.0405 0.1222

57.2694   246024772306-1 VGI BBL ASSET MANAGEMENT COMPANY LIMITED Acquisition Stock 4.9105 0.0982 5.0088 13/12/2022 4.9105 0.0982 5.0088   246022092212-1 VGI BANGKOK MASS TRANSIT SYSTEM PUBLIC COMPANY

Held Before Acquisition/ Disposition 2 % Group of Held Acquisition/ Disposition 2 % Group of Held After Acquisition/ Disposition 2 Remark 3 File No DPAINT BBL ASSET MANAGEMENT COMPANY LIMITED Acquisition

market personnel for 10 years, effective from 6 January 2020 onwards.Investors are strongly advised to be careful in their fund investment and request transaction evidence issued by banks or asset

could be permitted. In this regard, SEC will arrange a meeting among Thai asset management companies, SFC, the Financial Services & the Treasury Bureau, the Hong Kong Monetary Authority and Hong Kong

to open up new business opportunities for asset management companies to expand investor bases and enrich the types of financial products offered to investors in both markets. In addition, this joint