detailed in Chapter 4. 2 Part 3 The SEC Office’s Power Clause 4 In order for this Notification to be complied with, the SEC Office may specify regulations or guidelines, as follows: (1) establish rules in
rule to make the parties listed in concern specify for the company who made the parties listed must be setting the financial assistance to show the comment to shareholder in the case that have to
in the register of person qualified to be fund manager. In granting an approval according to the first paragraph, the Office may specify a period for the applicant to attend the first training course
specify rules related to funds in the following matters: (1) the details of the fund project; (2) the stipulation of the commitment between the unitholders and the management company; (3) the prospectus for
management company shall comply with other notifications which specify rules related to funds in the following matters: (1) the details of the fund project; (2) the stipulation of the commitment between the
Clause 14(1) mutatis mutandis, except for Clause 14(1)(d) in the case of a retrospective price correction report for an open-end fund, which shall specify the action taken by the mutual fund management
specific investors (Private Placement). The detail of capital increase is as follows: Type of Capital Increase Type of Shares Number of Shares Par Value (THB per share) Total (Million Baht) Specify the
shall specify that the trust property shall be entitled to receive payment after the ordinary creditors of the originator at least in the following circumstances: (1) the originator is under receivership
least indicate the substance of the debt securities including its features and important risks. In this regard, the SEC Office may also specify rules and procedures for preparing such fact sheet. Clause