UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 30 Notification of the Office of the Securities and Exchange Commission No. Nor Por. 3/2559 Re: Guidelines for Establishment of Information Technology System ______________________ Whereas the Notification of the Capital Market Supervisory Board No. Tor Thor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems...
) “company” means a company applying for an offer for sale of warrants and underlying shares; (4) “terms and conditions” means terms and conditions on rights and duties of a warrant issuer and a warrant holder
holding shares or share warrants which results in such person being a shareholder, or the share warrants’ holder having amount exceeding five percent of total shares sold or share warrants sold of such
means the following securities: (1) the investment unit specified under the Law on Securities and Exchange ; (2) a financial instrument or certificate representing the right of the holder as the owner or
2018 (effective on 16 July 2018). 2 (1) the investment unit specified under the Law on Securities and Exchange; (2) a financial instrument or certificate representing the right of the holder as the owner
Finance with regulations prescribe the holder can redeem at the certain price or at the minimum price determined on the issuing date, by the securities company that is a selling or redemption agent of such
are guaranteed by the Ministry of Finance with regulations prescribe the holder can redeem at the certain price or at the minimum price determined on the issuing date, by the securities company that is
Sale regarding Units of Real Estate Investment Trust. “unit” means a trust certificate representing the rights of the holder as a beneficiary of REIT. “associated person” means a person with one or more