accredited investors. In this regard, certain qualifications such as audit work experience, past experience in certifying financial statements, and size of company, may be relaxed. It should be noted, however

significantly inconsistent with their financial condition. In some other cases, he failed to instruct an in-depth examination of the clients? transactions as should have normally been done in other normal cases

years, starting from July 1, 2016.SEC Deputy Secretary-General Tipsuda Thavaramara said: ?Investors should be careful not to allow any investment consultant to use their trading or banking accounts for

information on the misconduct of the five investment consultants. Investors are strongly advised to exercise discretion in making investment decisions and should be aware that fund products come with different

level in deposit and investment in instruments issued by financial institutions as the Deposit Protection Agency will be reducing the protected deposit amount. In an early stage, there should not have

trading orders through email, investor contact should confirm such orders by taping phone conversation to ensure that the client has actually ordered to trade securities for record keeping."  

reorganize their management and financial structure should not miss the opportunity to learn, understand, and access the capital market. This would help to enhance their competitive edge for the upcoming AEC

companies? anti-corruption practices and thus should be extensively applied to the companies themselves along with their business partners, advisors, consultants, intermediaries or business representatives

one of the key duties of the audit committee is to review financial reports, internal control systems and suspicious transactions. If the incident in this case was found, the audit committee should

the facts which should have been disclosed in the factsheets of the company’s corporate bond offering. Such actions are considered acting in the manner that dishonestly deceives the public to obtain