are allowed to outsource without seeking for the SEC approval; they simply need to notify the SEC in advance, if the outsourcees are as follows; (i) a financial institution, (ii) a subsidiary of the
Bangkok, October 31, 2014 ? The SEC Board approved reorganization of supervisory line, effective from November 1, 2014, as follows: 1. Deputy Secretary-General Chalee Chantanayingyong supervises
responsibilities. Developed with style and simplicity in mind, the new website has been created under the theme ?S-E-C? - Strategic, Easy, and Comprehensive described as follows: S - Strategy: Data re
The action follows the revocation of Renaissance FMC’s securities business and derivatives business licenses due to conduct demonstrating a lack of credibility, operational readiness, and serious
Ms. Sujeera managed the financial transactions regarding their trading of TIGER's stocks. 05/01/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows
follows : - a compensation of the benefit received from committing the offense in an amount of 2,723,575.00 Baht - a civil monetary penalty
total damage of approximately 110 million baht, as follows : (1) Invest in purchasing shares of JRA (Fiji) Consultants, a nonexistent company. (2) Invest in registered shares and future newly issued
damage of approximately 110 million baht, as follows : (1) Invest in purchasing shares of JRA (Fiji) Consultants, a nonexistent company. (2) Invest in registered shares and future newly issued shares