lessen regulatory burden and further relief for businesses. At present, the reliefs  include:(1) Branches of securities companies affected by flood and unable to provide services are allowed to temporarily

Bangkok, October 17, 2011- Vorapol Socatiyanurak, SEC Secretary-General revealed after discussion with Thai Investors Association (TIA) that investors are crucial factor for capital market

Bangkok, August 25, 2014 ? The ASEAN Capital Markets Forum ("ACMF") announced today that the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS") is now operational

Commission, Thailand have signed a Memorandum of Understanding ("MOU") to establish the ASEAN CIS Framework for cross-border offering of collective investment schemes ("CIS").? The ASEAN CIS Framework is one

Bangkok, October 29, 2013 ? The SEC is seeking public comment on revising the rules to exempt institutional clients of registered derivatives dealers and derivatives fund managers from doing the suitability test. Due to their high level of sophistication, the institutional clients are considered capable of doing self-assessment; however, they may wish to opt in the coverage of suitability test in order to evaluate their portfolio investments and transactions. The proposed revision will also resu...

the readiness for performance of a provident fund committee?s duties. The SEC is well aware of the significant role of the provident fund committee members and therefore puts strong emphasis on the

SEC subsequently extended the submission deadline to March 31, 2026**.In this regard, MVP submitted a written request for a further extension of the deadline for the submission of the special audit

The Securities and Exchange Commission (SEC), in collaboration with the Information Systems Audit and Control Association – Bangkok Chapter (ISACA Bangkok Chapter), co‑hosted a workshop for the

regulatory oversight in response to future changes. The lectures were delivered as part of the Prep for Fund Manager: Professional Preparation Program for Financial Advisors, Batch 5, organized by KH Academy

ในสายงานกำกับดูแลและตรวจสอบ (Compliance) และสายงานบริหารความเสี่ยง (Risk Management) ภายใต้โครงการ “GRE-2AT Forum for Capital Market 2026” ซึ่งจัดขึ้นต่อเนื่องเป็นปีที่สอง โดยมีนายเจษฎา ปรมาภรณ์พิลาส