) having a system capable of supporting trading volumes adequately and checking the clearing and settlement ability of the service user before sending trading orders; (b) having a clearing and settlement
with this Notification. Clause 14. All the Notifications, orders and circular letters, under Clause 1, issued under or providing guidelines for compliance with the Notification of the Securities and
, shall be deemed as a custodian approved by the Office and shall comply with this Notification. Clause 14. All the Notifications, orders and circular letters, under Clause 1, issued under or providing
Office of the Securities and Exchange Commission, orders and circular letters issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No
of the Office of the Securities and Exchange Commission, orders and circular letters issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange
the Securities and Exchange Commission, orders and circulars issued under or prescribing guidelines for compliance with the Notification of the Securities and Exchange Commission No. KorThor. 68/2547 Re
by Licensed Derivatives Brokers (No. 4) dated 8 December 2016. 5 Clause 10 All notifications of the Office of the Securities and Exchange Commission, orders and circulars issued under or prescribing
several relief measures being rolled out by the government. Since the beginning of the outbreak, the Company has committed to support and operate in compliance with the government’s measures and orders