the ECD Police for further legal proceeding. Consequently, he is deemed as having untrustworthy characteristics of directors and executives of issuing and listed companies*, and thus automatically
behavioral finance in issuing the regulations. For instance, the regulations governing investment consultants and investment planners making direct contact to the customers have been strengthened by requiring
market personnel and lack qualifications for the director and executive positions of issuing firms throughout the complaint period. Arada?s investor contact approval is also revoked,? said SEC Deputy
each; (3) The 2nd defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall
defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall jointly pay a
defendant and the 3rd defendant are barred from serving as a director or executive in a securities issuing company or a securities company for 10 years; and (4) All defendants shall jointly pay a
director or executive at any issuing or listed companies for 3 year SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 and 243 (2) in conjunction with Section 83 of the Penal
executive at any issuing or listed companies for 1 year from 5 September 2018 to 4 September 2019. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 24/09/2018
; - a bar from serving as a director or executive in a securities issuing company between 30/07/2019 and 29/07/2029 - a bar from serving as a
derivatives trading between 23/12/2022 and 06/09/2023 - a bar from serving as a director or executive in a securities issuing company between 23/12/2022 and 22/05/2024