inappropriate behavior of {B}, an investment consultant of another securities company. Following a customer complaint against {A}, the SEC probed into the case and found that she had sold four securities of the
, as the case may be, being offered for investment. The liability for certification of the accuracy and completeness of information contained in this registration statement is vested in the securities
partner or a shareholder, except: (a) being an advisor or a director of a securities company who has no power of management in the securities company; (b) in the case where the exemption has been granted by
partner or a shareholder, except: (a) being an advisor or a director of a securities company who has no power of management in the securities company; (b) in the case where the exemption has been granted by
or facilitation for Mr. Chiyachantana in committing the offense. The case was related to the selling and buying transaction of land and building where WORLD entered into a contract, paying 30 million
Sukwilai (far right), Director of Civil Case Enforcement Bangkok Office 1, gave a warm reception on this special occasion. In collaboration with this event, the SEC made a charitable donation to the
moratorium relief of Zipmex Group and to contact its clients deemed as creditors before 17.00 hours today in order for them to be eligible to attend the case conference in Singapore Court tomorrow. Zipmex
สิทธิในการเข้าฟังกระบวนการตามศาลสิงคโปร์ (case conference) ในวันที่ 29 กรกฎาคม 2565 ________________________หมายเหตุ:ตามลิงก์ https://zipmex.com/th/en/moratorium-20220727/
Sections 89/24, 278, 281/10 in conjunction with Sections 300, 306, and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) (as the case may be), the SEC therefore has filed a complaint against
, there was a case of raw material delivery for distillation but in fact the raw materials were not distilled at all. Such dishonest acts caused damage to GGC at the total value of 2,157 million baht