business operators. Meanwhile, it can also help issuers and investors in terms of cost-effectiveness and market accessibility,” added SEC Secretary-General.   Launched on 3 September 2019, the DLT project

, products, mutual funds, listed companies, mergers, intermediaries business operators, auditors, financial advisors, various litigations, licensed and registered persons including mutual funds information

fund operators file with SEC, instead of using BOT’s portfolio and derivative  investment aboard (PIA) form.To ensure complete information in the report which will replace the PIA, SEC has proposed

it may lead to total loss of investment money. The SEC strongly urges investors interested in high-risk products to contact properly licensed business operators only. The

standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence

derivatives business operators, which provide services such as securities brokerage, securities dealing, investment advisory, underwriting, mutual fund management, private fund management and derivatives

knowledge and understanding of cryptocurrency. In case of unqualified investors, investment through a licensed digital asset fund manager would be allowed, and (2) Digital asset business operators would be

business operators to make necessary preparation for handling potential cyber threats in advance.     __________________

asset business operator only in case of deciding to invest in digital assets. The list of licensed digital asset business operators and more information on digital assets are available at the microsite

long information disclosure forms. This idea was well supported from both business operators and investors. SEC is therefore seeking opinions on the draft notification before it becomes into effect