period specified by the SEC Office, provided that this requirement does not cause unreasonable burden to derivatives clearing houses. Part 5 Definitions Clause 6 In this Notification: “derivatives clearing
issued shares to the specified person in the private placement basis, who is not connected person of the Company, which the shareholders’ meeting of the Company shall designate the price 9 of offer
) certificates representing the rights to purchase investment units; (10) any other instruments as specified by the SEC. "bill" means any bill issued for raising funds from the public as specified in the
__________________ Clause 4 Unless specified otherwise in this Notification, in establishing and managing a mutual fund under this Notification, the management company shall comply with the regulations related to
Live Chat at the SEC website: www.sec.or.th. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson, said: “According to the specified legal procedures, if any digital asset business operator
SEC as securities having the similar characteristics as investment units; (4) dealing in securities as specified in (3); (5) underwriting of securities as specified in (3); (6) investment advisory
, the derivatives advisor shall arrange to have an agreement in writing relating to the settlement of disputes by arbitration organized by the Office as specified in the notification of the Office when
) “Private fund management company” means any securities company licensed to undertake securities business in the category of private fund management; (7) “Specified property fund” means any mutual fund which