financial instrument to seek benefits in the forms that comply with the Islamic principles; (c) determining clearly in advance the conditions for reimbursement of the investment capital and rate or proportion
Part 2, the approved foreign entity also has the duty to comply with the Notification of the Capital Market Supervisory Board concerning Selling of Newly Issued Debt Securities and Derivatives Warrants
intermediary shall comply with the provision as prescribed in Chapter 1; (2) in case of oversea representative office, the intermediary shall comply with the provision as prescribed in Chapter 2. The
rules: (1) in case of domestic or oversea branch office, the intermediary shall comply with the provision as prescribed in Chapter 1; (2) in case of oversea representative office, the intermediary shall
fund rating, it shall also comply with Clause 2/1: (1)4 providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal
requirements under this Notification. Clause 5 In outsourcing operational function to a third party, an intermediary shall comply with the following rules: (1) the outsourcing of operational function to another
Notification. Clause 5 In outsourcing operational function to a third party, an intermediary shall comply with the following rules: (1) the outsourcing of operational function to another intermediary shall be