แก้ไขสัดส่วนการลงทุนให้เป็นไปตามนโยบายการลงทุนภายใน 90 วัน หรือดำเนินการขอมติเพื่อเปลี่ยนแปลงประเภทของกองทุนรวม เป็นต้น 2.7 กระบวนการขาย (sales conduct) ต้องมีกระบวนการขายที่

conduct (ขณะนี้มีเฉพาะการเสนอขายตราสารหนี้ plain/common1 ตอ HNW การเสนอขายหนวยทรัสตของ กอง Infra Trust ตอผูลงทุนรายใหญ และการเสนอขายตราสารแสดงสิทธิการฝากหลักทรัพยตางประเทศ (Depository Receipt : “DR

to efficiently supervise the conduct of its agent, the SEC Office may not allow the management company to further appoint such person as agent, and in case of not allowing, the SEC Office shall clearly

able to efficiently supervise the conduct of its agent, the SEC Office may not allow the management company to further appoint such person as agent, and in case of not allowing, the SEC Office shall

able to efficiently supervise the conduct of its agent, the SEC Office may not allow the management company to further appoint such person as agent, and in case of not allowing, the SEC Office shall

; “Office” means the Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to the level of trust

in the agreement; “Office” means the Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to

Office of the Securities and Exchange Commission. Clause 2. In order to ensure that each management company shall conduct its business as professional to conform to the level of trust from investors, the

Exchange Commission Governing Rules, Conditions and Procedures for Appointment and Conduct of Fund Manager B.E. 2552 (2009) __________ By virtue of Clause 3 (1) and (2), Clause 11, Clause 19(6) and Clause 20

to efficiently supervise the conduct of its agent, the SEC Office may not allow the management company to further appoint such person as agent, and in case of not allowing, the SEC Office shall clearly