financial statements for the year 2013 and the annual registration statement for the year 2013 (Form 56-1) to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification

Technology (1999) Public Company Limited (PRO), failed to supervise PRO to prepare and submit the annual registration statement for the year 2013 (Form 56-1, 2013) to the SEC and the SET within the specified

) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and volumes, causing

Company Limited (UKEM) through seven securities trading accounts in concealment, on a continual basis and matched orders within the group to mislead the general public in UKEM share trading values and

reviewed financial statements for Q2/2014 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 60,000 and a further fine of Baht 500 for each and

statements for the year 2012, the annual registration statement for the year 2012 (Form 56-1, 2012) and the financial statements for the six-month period ended June 30, 2013 to the SEC and the SET within the

L.V. TECHNOLOGY PUBLIC COMPANY LIMITED L.V. Technology Public Company Liimited (LVT) failed to prepare and submit the financial statements for Q3/2014 to the SEC and the SET within the specified

(Form 56-1, 2014), and the annual report for the year 2014 (Form 56-2, 2014) to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht

statements for Q1/2015, the reviewed financial statements for Q2/2015 and the reviewed financial statements for Q3/2015 to the SEC and the SET within the specified period. The Criminal Court sentenced the

Q3/2015 within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 1,126,000 and a further fine of Baht 1,000 each day starting from the next day of prosecution