SEC Search

851 - 860 of 51,945 results

Investor Alert : TikTok account "aurora_design13" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "aurora_design13" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0494&CaseYY=2568

Investor Alert : TikTok account "auroragold_10" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "auroragold_10" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0495&CaseYY=2568

Investor Alert : TikTok account "aurora.design.pcl" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

TikTok account "aurora.design.pcl" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0496&CaseYY=2568

Investor Alert : TikTok account "arronline1" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company

TikTok account "arronline1" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public Company Limited (AURA

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=0497&CaseYY=2568

ร่างแนวทางการปฏิบัติงานการให้บริการเกี่ยวกับแผนจัดสรรการลงทุน (Portfolio Advisory) หรือกลยุทธ์การลงทุน (Program Trading)

ASCO ได้จัดทำร่างแนวทางการปฏิบัติงานของผู้ประกอบธุรกิจที่ให้บริการซื้อขายตาม Portfolio Advisory หรือ Program Trading โดยความเห็นชอบของสำนักงาน จะทำให้ผู้ประกอบธุรกิจทุกประเภทต้องปฏิบัติตาม

https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=550

SEC Thailand’s public hearing on a proposed amendment to the list of cryptocurrencies eligible for investment in ICOs and base trading pairs

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1061

SEC Thailand’s public hearing on the proposal and draft regulation to allow trading of tokenized carbon credits and emission reduction instruments through digital asset exchanges, brokers and dealers

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=1071

SEC imposes civil sanction on an offender for placing selling orders of JMT shares in such a way that misleads other persons regarding the price or volume of securities trading

examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12027

Investor Alert : Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora

Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1999&CaseYY=2567

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716