and responsibilities of intermediaries, and (3) promotion of investors? roles in perusing disclosed information before making investment decisions. The amended regulation is expected to promote entry of
Bangkok, December 24, 2010 ? Positive outlook lies ahead for emerging markets as capital inflows are expected to continue next year, but financial institutions and business sectors should adopt
Bangkok, July 5, 2011 - The SEC urges shareholders of Wave Entertainment Plc. (WAVE) to carefully study WAVE?s plan to acquire shares of Thai Solar Energy Co., Ltd. (TSE) before exercising their
Bangkok, July 18, 2011 - The SEC has directed Mandarin Hotel Plc. ("MANRIN"), Chiang Mai Ram Medical Business Plc. ("CMR"), Ramkhamhaeng Hospital Plc. ("RAM"), and Sikarin Plc. ("SKR") to rectify
Bangkok, February 3, 2011 - The SEC is seeking public comments to relax regulations on minimum IPO period and registration of assets in case of general mutual fund to facilitate more flexibility for
Bangkok, 30 November 2016 ? The SEC is seeking public comments on the draft amendments concerning mutual fund product governance to ensure that intermediaries? business practice focuses primarily on
The SEC meeting 1/2540 dated January 9, 1997 resolved to approve criteria on the establishment and management of property fund offering investment units for sale to the public. The Office completed
Bangkok, September 19, 2011- The SEC proposed amendment to the Securities and Exchange Act B.E. 2535 (SEA) regarding provisions against unfair securities trading practices and supporting capital
Bangkok, April 18, 2014 ? The SEC urged shareholders of GOLD and UV to carefully study information on valuation of GOLD?s assets in a proposed related party transaction at the upcoming shareholders
Bangkok, April 22, 2014 ? The SEC advised SUPER shareholders to study the company?s proposal to acquire shares of Pro Solar One Co., Ltd. ("ProOne") through its subsidiary before casting votes at the