from holding the director and executive positions at any securities issuing company and listed company. According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further
inside information to buy the company's shares. He was subject to a civil penalty of 500,000 baht, as a resultFollowing a referral from the Stock Exchange of Thailand (SET), the SEC conducted further
As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance
) Statistics (Dashboard) Enforcement Fundraising/Listed Companies Securities Issuing Companies Takeover Professionals Intermediaries Analysts / Investment Consultants ISIN Code Investor Alert Investor Alert
Worathan Uahvilaijit for assisting them with such wrongdoing, at the total amount of 6,704,138.33 baht. According to a referral from the Stock Exchange of Thailand (SET) and the SEC?s own investigation
Act B.E.2546 (2003). In addition,the operation constituted public frauds and a violation of Section 343 of the Penal Code. DV Act S.16 and Section 343 of the Penal Code in conjunction with Section
การเปิดเผยการปฏิบัติตามหลักธรรมาภิบาลการลงทุนสำหรับผู้ลงทุนสถาบัน (Investment Governance Code for Institutional Investors)
February 2020 Subject: Clarification of the operating results for the year ended 31 December 2019, change of rate more than 20 percent To: Director and Manager The Stock Exchange of Thailand Ocean Commerce
Ref. PDI/BK-BS-064/2019 12th November 2019 Re: Management Discussion and Analysis (MD&A) For the three-month and nine-month periods ended September 30, 2019 To: President The Stock Exchange of
Limited (COMAN) stocks. Their activities included driving the COMAN stock price upward and matching large-volume trading orders within the group, consequently misleading the public regarding the price or