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against Mr. Pakorn in the Civil Court, seeking the imposition of civil sanctions requiring him to pay a total amount of 26,888,036.48 baht plus interest, together with a suspension from trading securities

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12636

SEC requests the public prosecutor to file a lawsuit against an offender in the Civil Court for manipulating the price or trading volume of MSC shares

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of MSC shares. The sanctions include a total

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12697

SEC requests public prosecutor to file a civil lawsuit against an offender in the Civil Court for manipulating the price or trading volume of RPC shares

Earlier, the Civil Sanction Committee (CSC) resolved to impose civil sanctions on two offenders* in the case of manipulating the price or trading volume of RPC shares. The sanctions include a

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12614

SEC imposes civil sanction on an offender for placing selling orders of JMT shares in such a way that misleads other persons regarding the price or volume of securities trading

examination revealed that on 12 July 2023 (one business day), the aforementioned JMT selling orders originated from BBLAM’s trading account, executed through Citicorp Securities (Thailand) Limited. At the time

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=12027

Investor Alert : Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora

Facebook page "บริษัทออโรร่าดีไซน์-ตลาดหลักทรัพย์" impersonates "Aurora Group" (Aurora Trading Company Limited (AUTR), Aurora Precious Metal International Pte Ltd (AUPM), and Aurora Design Public

http://market.sec.or.th/public/idisc/en/Viewmore/invalert-det?CaseID=1999&CaseYY=2567

SEC Thailand’s Public Hearing on revision to rules on acceptance of trading orders of capital market products from home (Work From Home) under new normal for securities companies and derivatives

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=716

SEC announces public hearing on (1) rules for applying for the license of securities trading center, clearing house, and securities depository center and (2) rules for applying for the license of

https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=921

against 11 persons for committing an insider trading of EARTH’s securities

, namely, (8) Tianjin Botai Zhongxing Trading Co., Ltd.; (9) Jiangsu Guangrun Trading Co., Ltd.; (10) Mr. Lin Dong Hai; (11) Imasen Pte Ltd.; (12) Marco Polo Venture Co., Ltd.; (13) Napoleon Logistics Co

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8206

trading) ด้วยตนเอง)

จัดการลงทุนเพื่อให้ได้มาซึ่งทรัพย์สินของบริษัทจัดการ (proprietary trading) ด้วยตนเอง) ตามที่สำนักงานได้ออกแนวทางปฏิบัติเกี่ยวกับระบบงานในการป้องกันการกระทำที่อาจก่อ

http://law.sec.or.th/content/2737/4798/1#4798

(Excessive Trading Policy)

ประเทศ เฉพาะที่เป็น feeder fund และ fund of fundsและนโยบายในการป้องกันผู้ลงทุนซื้อขายหน่วยลงทุนถี่เกินไป (Excessive Trading Policy) ตามที่สมาคมบริษัทจัดการลงทุน (“สมาคม&rdquo

http://law.sec.or.th/content/2893/4950/1#4950