’ digital assets to offset net capital required;(b) Specified details for added clarity on use of insurance policies;(c) Revocation of the provision concerning capital requirements for business operators
other returns when an event occurs that may impact their net capital, as determined by the SEC. This aims to provide greater flexibility and suitability. A transitional provision allows business
position as executive in charge of finance and management of STEC, knew or possessed the company’s inside information related to the provision for loss of construction projects, which could lead to
four on-ground activities and the introduction of new digital tools, as follows:1) Participating in Money Expo in Udonthani province during 4-6 October 2019 to promote provision of capital market
the six short-to-medium term focus areas identified in the Roadmap for ASEAN Sustainable Capital Markets (“Roadmap”). The meeting also accepted the provision of technical assistance from the Asian
The MOU reaffirms mutual intention to promote and support provision of pools of knowledge for listed companies and regulated entities under the SEC supervision to enhance their awareness of the
provision of services to a specific group of persons and regulatory sandbox, etc. This is to accommodate undertaking of new types of business and technology-driven services;(2) Enhancing supervision of
for his violation of Section 313 of the SEA- the provision with the harshest punishment, whereby Suradej shall be liable to 5 years imprisonment and a fine of B2,356,000,000. Considering his confession
interest payment and other financial obligations. Moreover, the Company was able to maintain debt to equity ratio according to the restriction of long-term loans from local financial institutions.
of Section 9 and the third paragraph of Section 16 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions relating to the restriction of rights and liberty of persons which Section 29