approval from the SEC office under Clause 12; (b) there shall be a procedure for seeking an approval from the board of directors of the intermediary or the committee assigned by the board of directors
derivatives business operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure
operator shall submit an application for approval to the Office of the Securities and Exchange Commission together with supplementary documents in accordance with the form and procedure provided in the SEC’s
accordance with the form and procedure provided in the SEC’s online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the
Board of Directors’ meeting held each quarter. Measure or procedure on approval of inter-transactions For such inter-transactions considered significant, the company followed its policy in proposing such
and procedure as stipulated by the Notification of the SEC Office. An application submitting under Paragraph 1 shall be jointly prepared by a financial advisor whose name appears on the SEC Office’s
“Company”) submitted its separate financial statement and its consolidated financial statement for the first quarter of 2018 ended on 31 March 2018 which were reviewed by the auditor. The Company hereby
separate periods: (1) dividend declaration; (2) change of par value resulting in an increase or decrease in the number of shares; (3) grant of rights to subscribe newly issued shares or transferable
shall specify the highest price paid for the acquisition before and after such events in two separate periods: (1) dividend declaration; (2) change of par value resulting in an increase or decrease in the