be well prepared and independent in performing duties, and put in place measures for handling conflicts of interest.  The amended real estate-back ICO regulations will take effect from 1 March 2021

for private sectors.?To achieve the regulation-for-growth objective, an effective corporate governance mechanism must be in place for the oversight of decision-making process to ensure that corporate

out guidelines and put in place a variety of tools such as risk monitoring and management as well as preventive measures such as investor education to help address these issues. There is also a forum

. However, attending the said board meeting does not clear any directors from wrongdoings in the past. If any of them are found to have obstructed a shareholders meeting or prevented it from taking place

to facilitate cross-border investment in the ASEAN region. SEC has already put in place rules permitting securities brokers or investment advisors to promulgate research analysis. The promulgation

companies of less than the current threshold of 99%, provided that prescribed conditions are met. Moreover, additional mechanisms to protect REIT rights must be in place, for example, disclosing reasons for

to further develop the capital market, find solutions to the problems so as to improve efficiency, and put in place investor protection mechanisms for investors’ confidence,” said Mr. Thawatchai

relevant agencies to put in place a mechanism for monitoring, through various channels, the impersonation investment scams involving the unauthorized use of personal names and logos of organizations

recommendations gathered from the previous hearings on the governing principles taking place in May and June 2017.The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties

by providing their trading accounts to be used. In addition, {B} also helped place trading orders while {C} and {D} took care of the withdrawal of cash collateral or payment for trading of RICH shares